FRANK DENNIS S 4
4 · Silvergate Capital Corp · Filed Sep 10, 2021
Insider Transaction Report
Form 4
FRANK DENNIS S
Director
Transactions
- Sale
Class A Common Stock
2021-09-09$114.24/sh−1,704$194,671→ 121,820 total - Sale
Class A Common Stock
2021-09-09$115.50/sh−3,864$446,279→ 117,956 total - Disposition to Issuer
Class A Common Stock
2021-09-09$116.33/sh−15,425$1,794,418→ 102,531 total - Sale
Class A Common Stock
2021-09-09$113.44/sh−1,476$167,431→ 123,524 total - Sale
Class A Common Stock
2021-09-09$117.10/sh−2,531$296,374→ 100,000 total
Holdings
- 674
Restricted Stock Units
→ Class A Common Stock (674 underlying)
Footnotes (7)
- [F1]This transaction was executed in multiple trades at prices ranging from $112.82 to $113.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $113.83 to $114.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $114.83 to $115.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $115.85 to $116.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $116.85 to $117.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- [F7]The restricted stock units vest in full on June 11, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date.