4//SEC Filing
Eisele Derek J. 4
Accession 0001312109-21-000250
CIK 0001312109other
Filed
Nov 4, 8:00 PM ET
Accepted
Nov 5, 8:51 PM ET
Size
23.8 KB
Accession
0001312109-21-000250
Insider Transaction Report
Form 4
Eisele Derek J.
DirectorVice Chairman and EVP
Transactions
- Sale
Class A Common Stock
2021-11-03$200.34/sh−3,600$721,242→ 1,677 total(indirect: By Trust) - Sale
Class A Common Stock
2021-11-03$201.62/sh−1,000$201,625→ 677 total(indirect: By Trust) - Sale
Class A Common Stock
2021-11-03$202.35/sh−400$80,942→ 277 total(indirect: By Trust) - Sale
Class A Common Stock
2021-11-03$201.24/sh−4,663$938,365→ 79,063 total(indirect: By Trust) - Sale
Class A Common Stock
2021-11-03$200.24/sh−16,372$3,278,319→ 83,726 total(indirect: By Trust) - Sale
Class A Common Stock
2021-11-03$202.37/sh−3,965$802,384→ 75,098 total(indirect: By Trust)
Holdings
- 103,696(indirect: By Trust)
Class A Common Stock
- 313
Restricted Stock Units
→ Class A Common Stock (313 underlying) - 755
Non-Qualified Stock Options
Exercise: $127.56Exp: 2031-02-26→ Class A Common Stock (755 underlying) - 10,716
Non-Qualified Stock Options
Exercise: $16.09Exp: 2029-11-19→ Class A Common Stock (10,716 underlying) - 30,000
Non-Qualified Stock Options
Exercise: $5.64From: 2014-10-24Exp: 2024-10-24→ Class A Common Stock (30,000 underlying) - 2,732
Restricted Stock Units
→ Class A Common Stock (2,732 underlying)
Footnotes (13)
- [F1]This transaction was executed in multiple trades at prices ranging from $200.00 to $200.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F10]The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
- [F11]The option becomes exercisable in three annual installments beginning February 26, 2022.
- [F12]The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
- [F13]The option becomes exercisable in four equal annual installments beginning November 19, 2020.
- [F2]The reporting person is a co-trustee and remainder beneficiary of the Credit Shelter Trust U/W of Mary P. Eisele. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.
- [F3]This transaction was executed in multiple trades at prices ranging from $201.15 to $201.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $202.00 to $202.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $200.00 to $201.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]The reporting person is a trustee and beneficiary of the George R. Eisele Irrevocable Trust II. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.
- [F7]This transaction was executed in multiple trades at prices ranging from $201.01 to $201.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F8]This transaction was executed in multiple trades at prices ranging from $202.00 to $202.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F9]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
Documents
Issuer
Silvergate Capital Corp
CIK 0001312109
Entity typeother
Related Parties
1- filerCIK 0001757644
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 8:00 PM ET
- Accepted
- Nov 5, 8:51 PM ET
- Size
- 23.8 KB