4//SEC Filing
FRANK DENNIS S 4
Accession 0001312109-21-000267
CIK 0001312109other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 4:26 PM ET
Size
15.1 KB
Accession
0001312109-21-000267
Insider Transaction Report
Form 4
FRANK DENNIS S
Director
Transactions
- Sale
Class A Common Stock
2021-11-08$218.57/sh−2,206$482,156→ 69,231 total - Sale
Class A Common Stock
2021-11-08$221.36/sh−2,412$533,913→ 50,000 total - Sale
Class A Common Stock
2021-11-08$220.73/sh−11,177$2,467,047→ 52,412 total - Sale
Class A Common Stock
2021-11-08$217.35/sh−3,563$774,423→ 71,437 total - Sale
Class A Common Stock
2021-11-08$219.67/sh−5,642$1,239,396→ 63,589 total
Holdings
- 75,098(indirect: By Trust)
Class A Common Stock
- 674
Restricted Stock Units
→ Class A Common Stock (674 underlying)
Footnotes (8)
- [F1]This transaction was executed in multiple trades at prices ranging from $217.00 to $218.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $218.02 to $219.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $219.14 to $220.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $220.15 to $221.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $221.15 to $222.06. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]The reporting person is a trustee and beneficiary of the George R. Eisele Irrevocable Trust II. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.
- [F7]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- [F8]The restricted stock units vest in full on June 11, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date.
Documents
Issuer
Silvergate Capital Corp
CIK 0001312109
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001057832
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 4:26 PM ET
- Size
- 15.1 KB