4//SEC Filing
Fraher Kathleen 4
Accession 0001312109-22-000226
CIK 0001312109other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 4:20 PM ET
Size
18.0 KB
Accession
0001312109-22-000226
Insider Transaction Report
Form 4
Fraher Kathleen
EVP & COO
Transactions
- Tax Payment
Class A Common Stock
2022-11-19$24.90/sh−416$10,358→ 10,884 total - Exercise/Conversion
Class A Common Stock
2022-11-19+1,203→ 11,300 total - Exercise/Conversion
Restricted Stock Units
2022-11-19−1,203→ 1,203 total→ Class A Common Stock (1,203 underlying)
Holdings
- 2,124
Non-Qualified Stock Options
Exercise: $127.56Exp: 2031-02-26→ Class A Common Stock (2,124 underlying) - 3,648
Non-Qualified Stock Options
Exercise: $110.84Exp: 2032-02-22→ Class A Common Stock (3,648 underlying) - 4,510
Restricted Stock Units
→ Class A Common Stock (587 underlying) - 7,077
Non-Qualified Stock Options
Exercise: $16.09Exp: 2029-11-19→ Class A Common Stock (7,077 underlying) - 4,510
Restricted Stock Units
→ Class A Common Stock (1,578 underlying) - 4,510
Restricted Stock Units
→ Class A Common Stock (4,510 underlying)
Footnotes (9)
- [F1]Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- [F2]The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
- [F3]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- [F4]The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
- [F5]The restricted stock units vest in three equal annual installments beginning on February 22, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
- [F6]The restricted stock units vest in two equal installments, on February 22, 2025, and February 22, 2026. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
- [F7]The option becomes exercisable in four equal annual installments beginning November 18, 2020.
- [F8]The option becomes exercisable in three annual installments beginning February 22, 2023.
- [F9]The option becomes exercisable in three annual installments beginning February 26, 2022.
Documents
Issuer
Silvergate Capital Corp
CIK 0001312109
Entity typeother
Related Parties
1- filerCIK 0001758346
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 4:20 PM ET
- Size
- 18.0 KB