Home/Filings/4/A/0001312109-23-000035
4/A//SEC Filing

Reynolds Ben 4/A

Accession 0001312109-23-000035

CIK 0001312109other

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 4:31 PM ET

Size

16.8 KB

Accession

0001312109-23-000035

Insider Transaction Report

Form 4/AAmended
Period: 2022-02-22
Transactions
  • Award

    Restricted Stock Units

    2022-02-22+1,8041,804 total
    Class A Common Stock (1,804 underlying)
  • Award

    Non-Qualified Stock Options

    2022-02-22+4,1694,169 total
    Exercise: $110.84Exp: 2032-02-22Class A Common Stock (4,169 underlying)
Holdings
  • Restricted Stock Units

    Class A Common Stock (1,164 underlying)
    1,164
  • Class A Common Stock

    2,041
  • Non-Qualified Stock Options

    Exercise: $16.09Exp: 2029-11-19Class A Common Stock (5,140 underlying)
    5,140
  • Restricted Stock Units

    Class A Common Stock (1,077 underlying)
    1,077
  • Non-Qualified Stock Options

    Exercise: $127.56Exp: 2031-02-26Class A Common Stock (2,597 underlying)
    2,597
  • Restricted Stock Units

    Class A Common Stock (3,918 underlying)
    3,918
Footnotes (9)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
  • [F2]The restricted stock units vest in three equal annual installments beginning on February 22, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
  • [F3]The option becomes exercisable in three annual installments beginning February 22, 2023.
  • [F4]The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
  • [F5]The option becomes exercisable in four equal annual installments beginning November 19, 2020.
  • [F6]The original Form 4 filed on February 22, 2022 incorrectly listed this number of shares as 3,426.
  • [F7]The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
  • [F8]The option becomes exercisable in three annual installments beginning February 26, 2022.
  • [F9]The restricted stock units vest in two equal installments, on February 26, 2024, and February 26, 2025. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.

Issuer

Silvergate Capital Corp

CIK 0001312109

Entity typeother

Related Parties

1
  • filerCIK 0001757679

Filing Metadata

Form type
4/A
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 4:31 PM ET
Size
16.8 KB