4//SEC Filing
Pileggi Jennifer 4
Accession 0001312322-22-000002
CIK 0001423774other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:39 PM ET
Size
17.7 KB
Accession
0001312322-22-000002
Insider Transaction Report
Form 4
ZUORA INCZUO
Pileggi Jennifer
SVP, GC and Corp. Secretary
Transactions
- Exercise/Conversion
Class A Common Stock
2021-12-31+6,250→ 7,000 total - Sale
Class A Common Stock
2022-01-03$18.06/sh−9,364$169,084→ 8,886 total - Exercise/Conversion
Class A Common Stock
2021-12-31+750→ 750 total - Exercise/Conversion
Class A Common Stock
2021-12-31+11,250→ 18,250 total - Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2021-12-31−750→ 3,750 total→ Class A Common Stock (750 underlying) - Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2021-12-31−6,250→ 56,250 total→ Class A Common Stock (6,250 underlying) - Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2021-12-31−11,250→ 146,250 total→ Class A Common Stock (11,250 underlying)
Holdings
- 50,000(indirect: By Trust)
Class A Common Stock
Footnotes (8)
- [F1]Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one, two and three of Table I.
- [F2]Represents the weighted average sale price. The lowest price at which shares were sold was $18.0536 and the highest price at which shares were sold was $18.2137. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the Reporting Person is a trustee.
- [F4]Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting for no consideration.
- [F5]The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
- [F6]RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
- [F7]The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
- [F8]The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
Documents
Issuer
ZUORA INC
CIK 0001423774
Entity typeother
Related Parties
1- filerCIK 0001312322
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 4:39 PM ET
- Size
- 17.7 KB