4//SEC Filing
Maxik Fred 4
Accession 0001313009-12-000005
CIK 0000866970other
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 7:12 PM ET
Size
6.6 KB
Accession
0001313009-12-000005
Insider Transaction Report
Form 4
Maxik Fred
Chief Technology Officer
Transactions
- Award
Options (Right to Buy)
2012-07-05+933,333→ 2,683,333 totalExercise: $1.34From: 2013-07-05Exp: 2022-07-05→ Option:Common Stock (933,333 underlying)
Footnotes (2)
- [F1]These options were granted to Mr. Maxik pursuant to the Issuer's 2012 Amended and Restated Equity-Based Compensation Plan, and vest as follows: 25% of the options vest on July 5, 2013; 25% vest on July 5, 2014; 25% vest on July 5, 2015; and the final 25% vest on July 5, 2016.
- [F2]This includes: (i) a grant to Mr. Maxik on April 17, 2008 of options to purchase 75,000 shares, expiring on April 17,2013, and having an exercise price of $4.90 per share. These options are fully vested; (ii) a grant to Mr. Maxik on May 7, 2008 of 175,000 restricted shares of the Issuer's Common Stock. These shares are fully vested; (iii) a grant to Mr. Maxik on August 21, 2009 of options to purchase 1,500,000 shares, expiring on August 21, 2019, and having an exercise price of $1.00 per share. These options are fully vested; and (iv) the grant to Mr. Maxik on July 5, 2012 of options to purchase 933,333 shares, as reported on this Form 4.
Documents
Issuer
LIGHTING SCIENCE GROUP CORP
CIK 0000866970
Entity typeother
Related Parties
1- filerCIK 0001295286
Filing Metadata
- Form type
- 4
- Filed
- Jul 10, 8:00 PM ET
- Accepted
- Jul 11, 7:12 PM ET
- Size
- 6.6 KB