Maxik Fred 4
4 · LIGHTING SCIENCE GROUP CORP · Filed Jul 11, 2012
Insider Transaction Report
Form 4
Maxik Fred
Chief Technology Officer
Transactions
- Award
Options (Right to Buy)
2012-07-05+933,333→ 2,683,333 totalExercise: $1.34From: 2013-07-05Exp: 2022-07-05→ Option:Common Stock (933,333 underlying)
Footnotes (2)
- [F1]These options were granted to Mr. Maxik pursuant to the Issuer's 2012 Amended and Restated Equity-Based Compensation Plan, and vest as follows: 25% of the options vest on July 5, 2013; 25% vest on July 5, 2014; 25% vest on July 5, 2015; and the final 25% vest on July 5, 2016.
- [F2]This includes: (i) a grant to Mr. Maxik on April 17, 2008 of options to purchase 75,000 shares, expiring on April 17,2013, and having an exercise price of $4.90 per share. These options are fully vested; (ii) a grant to Mr. Maxik on May 7, 2008 of 175,000 restricted shares of the Issuer's Common Stock. These shares are fully vested; (iii) a grant to Mr. Maxik on August 21, 2009 of options to purchase 1,500,000 shares, expiring on August 21, 2019, and having an exercise price of $1.00 per share. These options are fully vested; and (iv) the grant to Mr. Maxik on July 5, 2012 of options to purchase 933,333 shares, as reported on this Form 4.