BIO RAD LABORATORIES INC·4

Nov 8, 4:44 PM ET

SCHWARTZ DAVID 4

4 · BIO RAD LABORATORIES INC · Filed Nov 8, 2011

Insider Transaction Report

Form 4
Period: 2011-11-04
SCHWARTZ DAVID
DirectorChairman of the Board10% Owner
Transactions
  • Award

    Restricted Stock Units

    2011-11-04+1,5001,500 total
    Exercise: $0.00Bio-Rad B Common Stock (1,500 underlying)
  • Gift

    Bio-Rad A Common Stock

    2011-10-05141,0460 total(indirect: By GRAT)
  • Gift

    Bio-Rad A Common Stock

    2011-10-05141,0460 total(indirect: By Spouse)
  • Award

    Non-Qualified Stock Option (right to buy)

    2011-11-04+5,0005,000 total
    Exercise: $100.06Exp: 2021-11-04Bio-Rad B Common Stock (5,000 underlying)
Holdings
  • Bio-Rad B Common Stock

    461,926
  • Bio-Rad A Common Stock

    1,998,089
  • Bio-Rad B Common Stock

    (indirect: By Blue Raven Partners, L.P.)
    4,060,054
  • Bio-Rad A Common Stock

    (indirect: By Spouse)
    774,823
  • Bio-Rad B Common Stock

    (indirect: By DANSA Partners Limited)
    41,176
  • Bio-Rad A Common Stock

    (indirect: By Trust)
    34,311
Footnotes (8)
  • [F1]On October 5, 2011, 339,377 Class A shares were transferred from the David Schwartz 2009 Grantor Retained Annuity Trust (GRAT) to David Schwartz, and such shares are directly beneficially owned by him.
  • [F2]On October 5, 2011, 339,377 Class A shares were transferred from the Alice N. Schwartz 2009 Grantor Retained Annuity Trust (GRAT) to Alice N. Schwartz, and such shares are directly beneficially owned by her.
  • [F3]In addition to the reported transaction, the reporting person and the reporting person's spouse each received 339,377 Class A shares as a distribution from their separate 2009 GRATs and such shares are directly beneficially owned by each of them.
  • [F4]The shares are held by a limited partnership of which the reporting person is a limited and general partner.
  • [F5]The shares are held by a limited partnership of which the reporting person is a general partner.
  • [F6]Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B Common Stock.
  • [F7]The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.
  • [F8]The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.

Documents

1 file
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    edgar.xmlPrimary

    PRIMARY DOCUMENT