4//SEC Filing
SCHWARTZ DAVID 4
Accession 0001315406-11-000105
CIK 0000012208other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 4:44 PM ET
Size
16.1 KB
Accession
0001315406-11-000105
Insider Transaction Report
Form 4
BIO RAD LABORATORIES INCBIO, BIOB
SCHWARTZ DAVID
DirectorChairman of the Board10% Owner
Transactions
- Award
Restricted Stock Units
2011-11-04+1,500→ 1,500 totalExercise: $0.00→ Bio-Rad B Common Stock (1,500 underlying) - Gift
Bio-Rad A Common Stock
2011-10-05−141,046→ 0 total(indirect: By GRAT) - Gift
Bio-Rad A Common Stock
2011-10-05−141,046→ 0 total(indirect: By Spouse) - Award
Non-Qualified Stock Option (right to buy)
2011-11-04+5,000→ 5,000 totalExercise: $100.06Exp: 2021-11-04→ Bio-Rad B Common Stock (5,000 underlying)
Holdings
- 461,926
Bio-Rad B Common Stock
- 1,998,089
Bio-Rad A Common Stock
- 4,060,054(indirect: By Blue Raven Partners, L.P.)
Bio-Rad B Common Stock
- 774,823(indirect: By Spouse)
Bio-Rad A Common Stock
- 41,176(indirect: By DANSA Partners Limited)
Bio-Rad B Common Stock
- 34,311(indirect: By Trust)
Bio-Rad A Common Stock
Footnotes (8)
- [F1]On October 5, 2011, 339,377 Class A shares were transferred from the David Schwartz 2009 Grantor Retained Annuity Trust (GRAT) to David Schwartz, and such shares are directly beneficially owned by him.
- [F2]On October 5, 2011, 339,377 Class A shares were transferred from the Alice N. Schwartz 2009 Grantor Retained Annuity Trust (GRAT) to Alice N. Schwartz, and such shares are directly beneficially owned by her.
- [F3]In addition to the reported transaction, the reporting person and the reporting person's spouse each received 339,377 Class A shares as a distribution from their separate 2009 GRATs and such shares are directly beneficially owned by each of them.
- [F4]The shares are held by a limited partnership of which the reporting person is a limited and general partner.
- [F5]The shares are held by a limited partnership of which the reporting person is a general partner.
- [F6]Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B Common Stock.
- [F7]The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.
- [F8]The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.
Documents
Issuer
BIO RAD LABORATORIES INC
CIK 0000012208
Entity typeother
Related Parties
1- filerCIK 0000942587
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 4:44 PM ET
- Size
- 16.1 KB