5//SEC Filing
Bank of Commerce Holdings 5
Accession 0001315627-14-000006
CIK 0000702513operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 5:56 PM ET
Size
14.0 KB
Accession
0001315627-14-000006
Insider Transaction Report
Form 5
O'NEIL ROBERT J
SVP/Regional President
Transactions
- Award
Common Stock
2014-01-06$5.97/sh+1,004$5,994→ 7,816 total
Holdings
- 3,000
Common Stock
- 1,800
Stock Option (Right to Buy)
Exercise: $10.60From: 2004-12-31Exp: 2014-06-15→ Common Stock (1,800 underlying) - 2,000
Stock Option (Right to Buy)
Exercise: $6.50From: 2009-10-14Exp: 2018-10-14→ Common Stock (2,000 underlying) - 14,000
Stock Option (Right to Buy)
Exercise: $4.05From: 2012-03-01Exp: 2022-03-01→ Common Stock (14,000 underlying)
Footnotes (8)
- [F1]The reporting person became subject to the filing requirements of Section 16(a) on December 17, 2013, but a Form 3 was not timely filed. The reporting person beneficially owned 3,000 shares of Common Stock of the issuer on December 17, 2013.
- [F2]Since December 17, 2013, the reporting person has purchased 1,004 shares of Common Stock of the Issuer, and said transaction was reported timely on Form 4 filed with the SEC on January 8, 2014.
- [F3]This line of information was previously reported on Form 4, which was timely filed with the SEC on 1/6/2014. The holding is not new but is being reported again (i) to reflect a change in the total amount of securities beneficially owned following reported transaction due to a typographical error and (ii) to indicate that the total includes 3,812 shares of the issuers common stock acquired through the reporting persons 401(k) account.
- [F4]The Closing price of BOCH common stock on June 15, 2004 was $10.7083, as quoted on the NASDAQ Global Market.
- [F5]The Closing price of BOCH common stock on October 14, 2008 was $6.4999, as quoted on the NASDAQ Global Market.
- [F6]20% of the options vest and become exercisable on each of October 14, 2009, 2010, 2011, 2012 and 2013.
- [F7]Closing price of BOCH common stock on March 1, 2012, as quoted on the NASDAQ Global Market.
- [F8]20% of the options vest and become exercisable on each of March 1, 2012, 2013, 2014, 2015 and 2016.
Issuer
Bank of Commerce Holdings
CIK 0000702513
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000702513
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 5:56 PM ET
- Size
- 14.0 KB