Rodde Anton 4

Accession 0001315647-10-000001

CIK 0001111632other

View on SEC.gov Company Profile

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 8:54 PM ET

Size

53.6 KB

Accession

0001315647-10-000001

Insider Transaction Report

Form 4

Period: 2010-06-15

AVISTAR COMMUNICATIONS CORPAVSR

Rodde Anton

President-I.P.

Transactions

Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2010-06-15−9,375→ 0 total
Exercise: $0.95Exp: 2019-04-15→ Common Stock (9,375 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2010-06-15−2,227→ 0 total
Exercise: $1.60Exp: 2017-04-18→ Common Stock (2,227 underlying)
Award
Incentive Stock Option (right to buy)
2010-06-15+4,500→ 4,500 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (4,500 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2010-06-15−31,250→ 0 total
Exercise: $1.52Exp: 2016-04-18→ Common Stock (31,250 underlying)
Award
Incentive Stock Option (right to buy)
2010-06-15+107,065→ 111,565 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (107,065 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2010-06-15−5,625→ 0 total
Exercise: $0.95Exp: 2019-04-15→ Common Stock (5,625 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2010-06-15−18,750→ 0 total
Exercise: $1.52Exp: 2016-04-18→ Common Stock (18,750 underlying)
Award
Non-Qualified Stock Option (right to buy)
2010-06-15+102,934→ 139,503 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (102,934 underlying)
Award
Non-Qualified Stock Option (right to buy)
2010-06-15+30,468→ 202,935 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (30,468 underlying)
Award
Incentive Stock Option (right to buy)
2010-06-15+195,000→ 361,881 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (195,000 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2010-06-15−152,951→ 0 total
Exercise: $1.27Exp: 2017-10-17→ Common Stock (152,951 underlying)
Award
Incentive Stock Option (right to buy)
2010-06-15+21,875→ 166,881 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (21,875 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2010-06-15−47,773→ 0 total
Exercise: $1.60Exp: 2017-04-18→ Common Stock (47,773 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2010-06-15−28,125→ 0 total
Exercise: $2.91Exp: 2015-04-20→ Common Stock (28,125 underlying)
Award
Non-Qualified Stock Option (right to buy)
2010-06-15+7,500→ 7,500 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (7,500 underlying)
Award
Non-Qualified Stock Option (right to buy)
2010-06-15+29,069→ 36,569 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (29,069 underlying)
Award
Non-Qualified Stock Option (right to buy)
2010-06-15+1,558→ 141,061 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (1,558 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2010-06-15−46,875→ 0 total
Exercise: $2.91Exp: 2015-04-20→ Common Stock (46,875 underlying)
Award
Incentive Stock Option (right to buy)
2010-06-15+33,441→ 145,006 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (33,441 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2010-06-15−300,000→ 0 total
Exercise: $2.29Exp: 2013-12-10→ Common Stock (300,000 underlying)
Award
Non-Qualified Stock Option (right to buy)
2010-06-15+13,125→ 154,186 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (13,125 underlying)
Award
Non-Qualified Stock Option (right to buy)
2010-06-15+18,281→ 172,467 total
Exercise: $0.55Exp: 2020-06-15→ Common Stock (18,281 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2010-06-15−58,138→ 0 total
Exercise: $0.86Exp: 2011-04-16→ Common Stock (58,138 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2010-06-15−147,049→ 0 total
Exercise: $1.27Exp: 2017-10-17→ Common Stock (147,049 underlying)

Footnotes (5)

[F1]The option vests as to 34% of the shares on the first anniversary of the grant date, and as to 33% of the shares on each of the next yearly anniversaries of the grant date, so as to fully vested in 3 years, subject to continued service through each vesting date; provided, however, that the granted option fully vests and is exercisable as to 100% of the shares upon a change in control.
[F2]On June 15, 2010, the issuer canceled, pursuant to the issuer's option exchange program, the eligible unexercised options granted to the reporting person. In exchange for these canceled options, the reporting person received new options to purchase the issuer's Common Stock.
[F3]The option vests as to 50% of the shares on the first anniversary of the grant date, and as to 50% of the shares on the second year anniversary of the grant date, subject to continued service through each vesting date; provided, however, that the granted option fully vests and is exercisable as to 100% of the shares upon a change in control.
[F4]25% of the shares subject to the option shall become vested and exercisable one year after the date of grant and 1/16th of the sares subject to the option shall vest at the end of each three month period thereafter
[F5]33.3% of the shares subject to the option shall become vested and excercisable 6 months after the date of the grant and 4.8% of the shares subject to the option shall vest at the end of each month thereaafter until the completion of the 20 month vesting period.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

AVISTAR COMMUNICATIONS CORP

CIK 0001111632

→

Entity typeother

Related Parties

filerCIK 0001315647

Filing Metadata

Form type: 4
Filed: Jun 16, 8:00 PM ET
Accepted: Jun 17, 8:54 PM ET
Size: 53.6 KB

View on SEC.gov