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4Accepted Aug 7, 10:42 AM ET

Axos Financial (AX) Director Santi Roque Sells 500 Shares

AXAxos Financial, Inc.

Accepted (ET)

10:42 AM

Aug 7, 2026

Filed

Aug 7, 2026

Documents

1

Size

4.6 KB

Summary

Axos Financial (AX) Director Santi Roque Sells 500 Shares

Updated

What Happened

  • Santi Roque, a director of Axos Financial, reported a sale of 500 shares on 2026-08-05. The shares were disposed at $105.30 each, for a total transaction value of $52,650. The Form 4 lists the transaction as an open market or private sale (code S). Sales are often routine and do not necessarily indicate negative company outlook.

Key Details

  • Transaction date and price: Aug 5, 2026 — 500 shares at $105.30 per share.
  • Total proceeds: $52,650.
  • Transaction type: Reported as "open market or private sale" (Form 4 code S).
  • Shares owned after transaction: Not specified in the supplied details.
  • Filing date/timeliness: Form filed Aug 7, 2026 — filed within the typical two-business-day window for Form 4 reporting.

Context

  • For retail investors: insider sales can reflect personal liquidity needs, diversification, or routine trading plans rather than a clear signal about company fundamentals. Since this is a straightforward sale (not an option exercise, gift, or 10b5-1 plan noted), interpret it as a reported disposal without additional explanatory footnotes in the provided filing.

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