Home/Filings/4/0001316516-05-000005
4//SEC Filing

JANUS CAPITAL GROUP INC 4

Accession 0001316516-05-000005

CIK 0001065865operating

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 6:37 PM ET

Size

10.2 KB

Accession

0001316516-05-000005

Insider Transaction Report

Form 4
Period: 2005-02-04
Martellaro Dominic C
Executive Vice President
Transactions
  • Award

    Common Stock

    2005-02-04+6,95056,843 total
  • Award

    Stock Option (Right to Buy) and LSAR

    2005-02-04+18,34918,349 total
    Exercise: $14.39Exp: 2015-02-03Common Stock (18,349 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    14,698
  • Stock Option (Right to Buy) and LSAR

    Exercise: $14.03Exp: 2014-05-31Common Stock (176,471 underlying)
    176,471
Footnotes (3)
  • [F1]Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
  • [F2]The option vests annually in four approximately equal installments (within one share) beginning on February 1, 2006.
  • [F3]The option vests annually in three installments beginning on December 31, 2004; the first two vesting events will be 58,824 per vesting event, and the last vesting event will be 58,823.

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001065865

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 6:37 PM ET
Size
10.2 KB