4//SEC Filing
Martellaro Dominic C 4
Accession 0001316516-06-000002
CIK 0001065865other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 7:09 PM ET
Size
11.1 KB
Accession
0001316516-06-000002
Insider Transaction Report
Form 4
Martellaro Dominic C
Executive Vice President
Transactions
- Tax Payment
Common Stock
2005-12-30$18.57/sh−8,453$156,972→ 48,390 total - Sale
Common Stock
2005-12-30$18.52/sh−2,496$46,226→ 45,894 total
Holdings
- 176,471
Stock Option (Right to Buy) and LSAR
Exercise: $14.03Exp: 2014-05-31→ Common Stock (176,471 underlying) - 14,698(indirect: By Trust)
Common Stock
- 18,349
Stock Option (Right to Buy) and LSAR
Exercise: $14.39Exp: 2015-02-03→ Common Stock (18,349 underlying)
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in October 2004, to cover tax liabilities arising from vesting events.
- [F2]Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
- [F3]The option vests annually in four approximately equal installments (within one share) beginning on February 1, 2006.
- [F4]The option vests annually in three installments beginning on December 31, 2004; the first two vesting events will be 58,824 per vesting event, and the last vesting event will be 58,823.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001316516
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 7:09 PM ET
- Size
- 11.1 KB