Martellaro Dominic C 4
4 · JANUS CAPITAL GROUP INC · Filed Jan 3, 2007
Insider Transaction Report
Form 4
Martellaro Dominic C
Executive Vice President
Transactions
- Tax Payment
Common Stock
2006-12-29$21.65/sh−11,221$242,935→ 40,237 total
Holdings
- 18,349
Stock Option (Right to Buy)
Exercise: $14.39Exp: 2015-02-03→ Common Stock (18,349 underlying) - 58,823
Stock Option (Right to Buy)
Exercise: $14.03Exp: 2014-05-31→ Common Stock (58,823 underlying) - 14,698(indirect: By Trust)
Common Stock
- 18,605
Stock Option (Right to Buy)
Exercise: $21.57Exp: 2013-02-12→ Common Stock (18,605 underlying) - 326.35(indirect: Held by ESOP)
Common Stock
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- [F2]Includes shares contributed by issuer to reporting person in 2006 under the Employee Stock Ownership Plan ("ESOP") and reflects total number of shares held in the ESOP as of December 29, 2006.
- [F3]The option vest annually in four approximately equal installments (within one share) beginning on February 1, 2007.
- [F4]The option vests annually in four approximately equal installments (within one share) beginning on February 1, 2006.
- [F5]The option vests annually in three installments beginning on December 31, 2004; the first two vesting events will be 58,824 per vesting event, and the last vesting event will be 58,823.