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4//SEC Filing

JANUS CAPITAL GROUP INC 4

Accession 0001316516-07-000004

CIK 0001065865operating
View on SEC.govCompany Profile

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 9:02 PM ET

Size

18.2 KB

Accession

0001316516-07-000004

Insider Transaction Report

Form 4
Period: 2007-02-01
JANUS CAPITAL GROUP INCJNS
Martellaro Dominic C
Executive Vice President
Transactions
  • Award

    Stock Option (Right to Buy)

    2007-02-02+20,884→ 20,884 total
    Exercise: $21.01Exp: 2014-02-01→ Common Stock (20,884 underlying)
  • Tax Payment

    Common Stock

    2007-02-01$20.77/sh−1,790$37,178→ 8,010 total
  • Sale

    Common Stock

    2007-02-01$20.76/sh−101$2,097→ 7,909 total
  • Sale

    Common Stock

    2007-02-01$20.77/sh−400$8,308→ 7,509 total
  • Award

    Common Stock

    2007-02-02+6,978→ 14,487 total
Holdings

  • Common Stock

    (indirect: Held by ESOP)
    326.35

  • Stock Option (Right to Buy)

    Exercise: $14.03From: 2007-01-01Exp: 2014-05-31→ Common Stock (58,823 underlying)
    58,823

  • Stock Option (Right to Buy)

    Exercise: $14.39Exp: 2015-02-03→ Common Stock (18,349 underlying)
    18,349

  • Common Stock

    (indirect: By Trust)
    45,135

  • Stock Option (Right to Buy)

    Exercise: $21.57Exp: 2013-02-12→ Common Stock (18,605 underlying)
    18,605
Footnotes (6)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
  • [F2]Restricted stock granted to reporting person is subject to Section 162(m) requirements and certain performance criteria being met.
  • [F3]Upon vesting, the net amount of restricted shares (after sales to cover taxes) are transferred into the Martellaro Family Trust and this Form 4 updates the shares held directly and held through the trust established by the reporting person.
  • [F4]The option vests annually in four equal installment beginning on February 1, 2008.
  • [F5]The option vests annually in four equal installments (within one share) beginning on February 1, 2007.
  • [F6]The option vests annually in four equal installments (within one share) beginning on February 1, 2006.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001065865

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 9:02 PM ET
Size
18.2 KB
View on SEC.gov