Martellaro Dominic C 4

4 · JANUS CAPITAL GROUP INC · Filed Feb 5, 2008

Form 4

Period: 2008-02-01

Executive Vice President

Transactions

Sale
Common Stock
2008-02-01$27.05/sh−940$25,427→ 5,090 total
Award
Stock Option (Right to Buy)
2008-02-01+17,965→ 17,965 total
Exercise: $27.54Exp: 2015-01-31→ Common Stock (17,965 underlying)
Tax Payment
Common Stock
2008-02-01$27.54/sh−3,225$88,817→ 11,262 total
Award
Common Stock
2008-02-01+6,536→ 11,626 total

Holdings

Common Stock
(indirect: By Trust)
50,367
Stock Option (Right to Buy)
Exercise: $21.57Exp: 2013-02-12→ Common Stock (18,605 underlying)
18,605
Stock Option (Right to Buy)
Exercise: $14.39Exp: 2015-02-03→ Common Stock (6,423 underlying)
6,423
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (20,884 underlying)
20,884
Common Stock
(indirect: Held by ESOP)
667.49

Footnotes (6)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adoped by the reporting person to cover tax liabilities arising from vesting events.
[F2]5,232 shares were transfered to the Martellaro Family Trust on February 1, 2008.
[F3]The option vests annually in three equal installments (within one share) beginning on February 1, 2009.
[F4]The option vests annually in four equal installments (within one share) beginning on February 1, 2008.
[F5]The option vests annually in four equal installments (within one share) beginning on February 1, 2007.
[F6]The option vests annually in four equal installments (within one share) beginning on February 1, 2006.

Documents

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