Martellaro Dominic C 4

4 · JANUS CAPITAL GROUP INC · Filed Feb 3, 2009

Form 4

Period: 2009-01-30

Executive Vice President

Transactions

Award
Stock Option (Right to Buy)
2009-01-30+51,867→ 51,867 total
Exercise: $5.32Exp: 2016-01-30→ Common Stock (51,867 underlying)
Award
Common Stock
2009-01-30+23,496→ 35,122 total

Holdings

Stock Option (Right to Buy)
Exercise: $27.54Exp: 2015-01-31→ Common Stock (17,965 underlying)
17,965
Common Stock
(indirect: By Trust)
7,367
Common Stock
(indirect: Held by ESOP)
1,016.16
Stock Option (Right to Buy)
Exercise: $14.39From: 2008-02-01Exp: 2015-02-03→ Common Stock (6,423 underlying)
6,423
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (20,884 underlying)
20,884
Stock Option (Right to Buy)
Exercise: $21.57Exp: 2013-02-12→ Common Stock (18,605 underlying)
18,605

Footnotes (5)

[F1]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 3, 2009.
[F2]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
[F3]The option vests annually in three equal installments (within one share) beginning on February 1, 2009.
[F4]The option vests annually in four equal installments (within one share) beginning on February 1, 2008.
[F5]The option vests annually in four equal installments (within one share) beginning on February 1, 2007.

Documents

1 file