JANUS CAPITAL GROUP INC·4

Feb 3, 9:37 PM ET

Martellaro Dominic C 4

4 · JANUS CAPITAL GROUP INC · Filed Feb 3, 2009

Insider Transaction Report

Form 4
Period: 2009-01-30
Martellaro Dominic C
Executive Vice President
Transactions
  • Award

    Common Stock

    2009-01-30+23,49635,122 total
  • Award

    Stock Option (Right to Buy)

    [F2]
    2009-01-30+51,86751,867 total
    Exercise: $5.32Exp: 2016-01-30Common Stock (51,867 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    7,367
  • Common Stock

    [F1]
    (indirect: Held by ESOP)
    1,016.16
  • Stock Option (Right to Buy)

    [F3]
    Exercise: $27.54Exp: 2015-01-31Common Stock (17,965 underlying)
    17,965
  • Stock Option (Right to Buy)

    [F4]
    Exercise: $21.01Exp: 2014-02-01Common Stock (20,884 underlying)
    20,884
  • Stock Option (Right to Buy)

    [F5]
    Exercise: $21.57Exp: 2013-02-12Common Stock (18,605 underlying)
    18,605
  • Stock Option (Right to Buy)

    Exercise: $14.39From: 2008-02-01Exp: 2015-02-03Common Stock (6,423 underlying)
    6,423
Footnotes (5)
  • [F1]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 3, 2009.
  • [F2]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  • [F3]The option vests annually in three equal installments (within one share) beginning on February 1, 2009.
  • [F4]The option vests annually in four equal installments (within one share) beginning on February 1, 2008.
  • [F5]The option vests annually in four equal installments (within one share) beginning on February 1, 2007.
Signature
Kathlene D. Duncan, Attorney-in-Fact for Dominic C. Martellaro|2009-02-03

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT