Martellaro Dominic C 4
4 · JANUS CAPITAL GROUP INC · Filed Feb 6, 2009
Insider Transaction Report
Form 4
Martellaro Dominic C
Executive Vice President
Transactions
- Sale
Common Stock
2009-02-04$5.44/sh−2,113$11,495→ 33,009 total
Holdings
- 1,016.16(indirect: Held by ESOP)
Common Stock
- 17,965
Stock Option (Right to Buy)
Exercise: $27.54Exp: 2015-01-31→ Common Stock (17,965 underlying) - 6,423
Stock Option (Right to Buy)
Exercise: $14.39From: 2008-02-01Exp: 2015-02-03→ Common Stock (6,423 underlying) - 7,367(indirect: By Trust)
Common Stock
- 51,867
Stock Option (Right to Buy)
Exercise: $5.32Exp: 2016-01-30→ Common Stock (51,867 underlying) - 20,884
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (20,884 underlying) - 18,605
Stock Option (Right to Buy)
Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (18,605 underlying)
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- [F2]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
- [F3]The option vests annually in three equal installments (within one share) beginning on February 1, 2009.
- [F4]The option vests annually in four equal installments (within one share) beginning on February 1, 2008.