4//SEC Filing
FARINSKY GEORGE L 4
Accession 0001317212-09-000020
CIK 0001054374other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 4:26 PM ET
Size
13.0 KB
Accession
0001317212-09-000020
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
FARINSKY GEORGE L
Director
Transactions
- Gift
Class A common stock
2009-05-05+2,756→ 26,272 total - Gift
Class A common stock
2009-02-05−2,755→ 2,756 total - Award
Class A common stock
2009-05-14+14,300→ 40,572 total - Gift
Class A common stock
2009-02-05+2,755→ 26,272 total - Gift
Class A common stock
2009-05-05−2,756→ 0 total
Footnotes (6)
- [F1]Such transaction represents the transfer of 2,755 shares of the Issuer's Class A Common Stock from the Reporting Person to the Farinsky 1992 Trust, a revocable living trust. The Reporting Person, as co-trustee and co-beneficiary of such trust is deemed to beneficially own the Issuer's securities held by such trust.
- [F2]Such transaction represents the transfer of 2,756 shares of the Issuer's Class A Common Stock from the Reporting Person to the Farinsky 1992 Trust, a revocable living trust. The Reporting Person, as co-trustee and co-beneficiary of such trust is deemed to beneficially own the Issuer's securities held by such trust.
- [F3]Held by the 1992 Farinsky Trust, a revocable living trust.
- [F4]The securities awarded on 05/14/2009 are in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit upon the vesting of that unit. The restricted stock units will vest, and the underlying shares will be concurrently issued, in a series of four successive equal quarterly installments over the Reporting Person's period of service as a member of the Issuer's Board of Directors as follows: (i) the first three such quarterly vesting dates shall occur on 08/05/2009, 11/05/2009, 02/05/2010 and (ii) the final quarterly vesting date shall occur upon the Reporting Person's continuation in Board service through the earlier of 05/05/2010 or the day immediately preceding the date of the Broadcom Corporation 2010 Annual Meeting of Shareholders.
- [F5]The securities were awarded in an exempt transaction pursuant to SEC Rule 16b-3(d).
- [F6]Includes (i) 26,272 shares that are held as Class A common stock by the Farinsky 1992 Trust and (ii) 14,300 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
Documents
Issuer
BROADCOM CORP
CIK 0001054374
Entity typeother
Related Parties
1- filerCIK 0001201626
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 4:26 PM ET
- Size
- 13.0 KB