Archrock, Inc.·4

Feb 2, 10:42 AM ET

Hawes Frances Powell 4

4 · Archrock, Inc. · Filed Feb 2, 2026

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Archrock (AROC) Director Frances P. Hawes Receives Restricted Stock Award

What Happened Frances P. Hawes, a director of Archrock, Inc. (AROC), was granted 5,313 restricted shares on January 29, 2026. The award is reported as an acquisition at $0.00 per share (total reported value $0) and is coded as an award/grant (A) on the Form 4. The grant is subject to vesting and forfeiture provisions described in the award agreement.

Key Details

  • Transaction date: 2026-01-29; Form 4 filed: 2026-02-02 (appears timely under Form 4 rules).
  • Transaction type: Award/Grant (code A).
  • Shares granted: 5,313; Price: $0.00; Reported value: $0.
  • Shares owned after transaction: Not specified in the filing.
  • Footnote F1: 25% of the award vests on the date of grant and the remaining 25% vests on each of June 1, 2026; September 1, 2026; and December 1, 2026. Award is subject to forfeiture or accelerated vesting per the Award Notice and Agreement.
  • Exhibit included: Exhibit 24 — Power of Attorney.

Context This was a restricted stock award as part of Archrock’s 2020 Stock Incentive Plan (compensation), not an open-market purchase or sale. Restricted awards like this often include staged vesting and potential forfeiture and do not by themselves indicate an insider’s trading preference.

Insider Transaction Report

Form 4
Period: 2026-01-29
Transactions
  • Award

    Common Stock

    [F1]
    2026-01-29+5,313131,728 total
Footnotes (1)
  • [F1]This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2026. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.
Signature
/s/ Andrew Gratz, Attorney-in-Fact|2026-02-02

Documents

2 files