FEDERATED INVESTORS INC /PA/ 4
4 · FEDERATED INVESTORS INC /PA/ · Filed Nov 18, 2014
Insider Transaction Report
Form 4
MCGONIGLE JOHN W
DirectorVice Chairman, Secretary, ExVP
Transactions
- Gift
Class B Common Stock
2014-11-14−7,074→ 2,075,324 total(indirect: Held indirectly by Fairview Partners L.P.) - Sale
Class B Common Stock
2014-11-14−114,143→ 2,075,324 total(indirect: Held indirectly by Fairview Partners L.P.)
Holdings
- 199,533(indirect: Held indirectly by 713 Investment Partners, L.P.)
Class B Common Stock
- 942,695(indirect: By Trust)
Class B Common Stock
- 357,305(indirect: By Trust)
Class B Common Stock
Footnotes (3)
- [F1]The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp. is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On November 14, 2014, the reporting person and his wife gifted partnership interest to their children and grandchildren. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
- [F2]The number of shares of Federated Investors, Inc. Class B Common Stock set forth above is an estimate since the percentage partnership interest in Fairview Partners, L.P. is subject to an independent valuation of the assets of Fairview Partners, L.P.
- [F3]The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp. is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On November 14, 2014, the reporting person and his wife sold a 5.5% interest in Fairview Partners, L.P. to The John W. and Mary Ita McGonigle Grantor Dynasty Trust established for the benefit of the reporting person's Descendants. The interest was sold in exchange for a note, equal to the value of the 5.5% partnership interest and was done for family wealth transfer purposes. The Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. was valued at $31.19 per share on the date of the transaction. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.