Uboldi Alain Jean Jose 4

Accession 0001318770-10-000012

CIK 0000356213other

View on SEC.gov Company Profile

Filed

Nov 4, 8:00 PM ET

Accepted

Nov 5, 11:17 AM ET

Size

46.7 KB

Accession

0001318770-10-000012

Insider Transaction Report

Form 4

Period: 2010-11-03

PINNACLE ENTERTAINMENT INC.PNK

Uboldi Alain Jean Jose

Exec. Vice Pres.

Transactions

Sale
Common Stock
2010-11-03$13.51/sh−3,750$50,663→ 27,500 total
Exercise/Conversion
Common Stock
2010-11-03$6.75/sh+7,500$50,625→ 35,000 total
Exercise/Conversion
Common Stock
2010-11-04$6.70/sh+3,750$25,125→ 31,250 total
Exercise/Conversion
Common Stock
2010-11-04$5.95/sh+1,250$7,438→ 28,750 total
Exercise/Conversion
Common Stock
2010-11-04$6.75/sh+2,500$16,875→ 30,000 total
Exercise/Conversion
Stock Options (Right to Buy)
2010-11-03−22,500→ 7,500 total
Exercise: $9.62Exp: 2012-06-18→ Common Stock (22,500 underlying)
Sale
Common Stock
2010-11-04$14.01/sh−3,750$52,538→ 27,500 total
Sale
Common Stock
2010-11-04$14.01/sh−1,250$17,513→ 27,500 total
Exercise/Conversion
Common Stock
2010-11-04$9.62/sh+7,500$72,150→ 35,000 total
Exercise/Conversion
Stock Options (Right to Buy)
2010-11-03−4,250→ 3,750 total
Exercise: $6.70Exp: 2011-11-05→ Common Stock (4,250 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2010-11-03−3,750→ 1,250 total
Exercise: $5.95Exp: 2012-01-29→ Common Stock (3,750 underlying)
Exercise/Conversion
Common Stock
2010-11-03$9.62/sh+22,500$216,450→ 50,000 total
Sale
Common Stock
2010-11-03$13.51/sh−22,500$303,975→ 27,500 total
Sale
Common Stock
2010-11-03$13.51/sh−7,500$101,325→ 27,500 total
Sale
Common Stock
2010-11-04$14.01/sh−7,500$105,075→ 27,500 total
Sale
Common Stock
2010-11-04$14.01/sh−2,500$35,025→ 27,500 total
Exercise/Conversion
Common Stock
2010-11-03$6.70/sh+4,250$28,475→ 31,750 total
Sale
Common Stock
2010-11-03$13.51/sh−4,250$57,418→ 27,500 total
Exercise/Conversion
Common Stock
2010-11-03$5.95/sh+3,750$22,313→ 31,250 total
Exercise/Conversion
Stock Options (Right to Buy)
2010-11-03−7,500→ 2,500 total
Exercise: $6.75Exp: 2013-08-14→ Common Stock (7,500 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2010-11-04−1,250→ 0 total
Exercise: $5.95Exp: 2012-01-29→ Common Stock (1,250 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2010-11-04−2,500→ 0 total
Exercise: $6.75Exp: 2013-08-14→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2010-11-04−3,750→ 0 total
Exercise: $6.70Exp: 2011-11-05→ Common Stock (3,750 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2010-11-04−7,500→ 0 total
Exercise: $9.62Exp: 2012-06-18→ Common Stock (7,500 underlying)

Footnotes (7)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2010.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.58, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (2) to this Form 4.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.06, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (3) to this Form 4.
[F4]The stock options vested in three equal annual installments on November 5, 2002, November 5, 2003, and November 5, 2004.
[F5]The stock options vested in three equal annual installments on January 29, 2003, January 29, 2004, and January 29, 2005.
[F6]The stock options vested in five equal annual installments on June 18, 2003, June 18, 2004, June 18, 2005, June 18, 2006 and June 18, 2007.
[F7]The stock options vested in five equal annual installments on August 14, 2004, August 14, 2005, August 14, 2006, August 14, 2007 and August 14, 2008.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

PINNACLE ENTERTAINMENT INC.

CIK 0000356213

→

Entity typeother

Related Parties

filerCIK 0001318770

Filing Metadata

Form type: 4
Filed: Nov 4, 8:00 PM ET
Accepted: Nov 5, 11:17 AM ET
Size: 46.7 KB

View on SEC.gov