4//SEC Filing
LACEY PETER ALAN 4
Accession 0001319805-12-000002
CIK 0001262200other
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 8:54 PM ET
Size
8.4 KB
Accession
0001319805-12-000002
Insider Transaction Report
Form 4
LACEY PETER ALAN
10% Owner
Transactions
- Conversion
Common Stock
2012-09-05$1.61/sh+199,098$320,548→ 199,098 total(indirect: By Trust) - Sale
Call Option (obligation to sell)
2012-09-05−155,280→ 1,847,826 total(indirect: By Trust)Exercise: $0.00From: 2012-09-05Exp: 2017-04-19→ Common Stock (1,847,826 underlying)
Footnotes (6)
- [F1]TD Waterhouse RRSP Account, in trust for Peter A. Lacey
- [F2]The reporting person entered into a call option with respect to certain convertible notes of DayStar Technologies, Inc. (the "Company") owned by the reporting person. Such option may only be exercised by the buyer with 61 days prior written notice, and the closing may only occur on a date on or after April 19, 2013. In the event the reporting person converts all or a part of the convertible note into common stock of the Company, the reporting person is obligated to sell the shares of common stock he receives if he has not otherwise sold such shares at the time of exercise.
- [F3]Does not include accrued interest applied to the conversion of the note.
- [F4]Represents the remaining number of shares of common stock into which the principal amount of the note is convertible.
- [F5]No premium was, or will be, paid in connection with this call option.
- [F6]TD Waterhouse RRSP Account, in trust for Peter A. Lacey
Documents
Issuer
DAYSTAR TECHNOLOGIES INC
CIK 0001262200
Entity typeother
Related Parties
1- filerCIK 0001319805
Filing Metadata
- Form type
- 4
- Filed
- Sep 23, 8:00 PM ET
- Accepted
- Sep 24, 8:54 PM ET
- Size
- 8.4 KB