Pesgens Suzanna 4

4 · Kraton Corp · Filed Feb 25, 2021

Form 4

Period: 2021-02-23

VP, Chief Procurement Officer

Transactions

Exercise/Conversion
Common Stock
2021-02-23+924→ 11,699 total
Tax Payment
Common Stock
[F1]
2021-02-23$42.38/sh−458$19,409→ 11,241 total
Award
Common Stock
[F2]
2021-02-23+1,848→ 13,089 total
Tax Payment
Common Stock
[F3]
2021-02-23$42.38/sh−915$38,776→ 12,174 total
Exercise/Conversion
Restricted Stock Units
[F4][F5]
2021-02-23−924→ 776 total
→ Common Stock (924 underlying)

Footnotes (5)

[F1]Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 924 restricted stock units granted to the Reporting Person on February 23, 2018.
[F2]Based upon a weighted 100% achievement level of the performance metrics, the Reporting Person is receiving 1,848 of the targeted 1,848 restricted stock performance units granted on February 23, 2018.
[F3]Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 1,848 restricted stock performance units granted to the Reporting Person on February 23, 2018.
[F4]Each restricted stock unit represents the right to receive one share of KRA common stock.
[F5]All of the 924 RSUs granted on February 23, 2018 vested on February 23, 2021. The vested shares were delivered to the Reporting Person upon vest.

Signature

/s/ James L. Simmons as Attorney-in-Fact for Suzanne Pesgens|2021-02-25

Documents

1 file