Davis Daniel Donen 4
4 · Penumbra Inc · Filed Jul 30, 2018
Insider Transaction Report
Form 4
Penumbra IncPEN
Davis Daniel Donen
President, North America
Transactions
- Sale
Common Stock
2018-07-26$144.73/sh−2,080$301,038→ 66,460 total - Exercise/Conversion
Stock Option (right to buy)
2018-07-26−7,500→ 125,317 totalExercise: $12.36Exp: 2025-03-22→ Common Stock (7,500 underlying) - Exercise/Conversion
Common Stock
2018-07-26$12.36/sh+7,500$92,700→ 72,787 total - Sale
Common Stock
2018-07-26$144.10/sh−3,244$467,460→ 68,540 total - Sale
Common Stock
2018-07-26$146.50/sh−196$28,714→ 65,287 total - Sale
Common Stock
2018-07-26$142.93/sh−1,003$143,359→ 71,784 total - Sale
Common Stock
2018-07-26$146.03/sh−977$142,671→ 65,483 total
Footnotes (7)
- [F1]A portion of these shares is subject to vesting.
- [F2]The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- [F3]This transaction was executed in multiple trades at prices ranging from $142.48 to $143.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $143.48 to $144.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $144.50 to $145.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was executed in multiple trades at prices ranging from $145.70 to $146.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F7]The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter.