Davis Daniel Donen 4
4 · Penumbra Inc · Filed Aug 22, 2018
Insider Transaction Report
Form 4
Penumbra IncPEN
Davis Daniel Donen
President, North America
Transactions
- Sale
Common Stock
2018-08-20$125.04/sh−7,465$933,424→ 65,322 total - Exercise/Conversion
Common Stock
2018-08-20$12.36/sh+7,500$92,700→ 72,787 total - Exercise/Conversion
Stock Option (right to buy)
2018-08-20−7,500→ 117,817 totalExercise: $12.36Exp: 2025-03-22→ Common Stock (7,500 underlying) - Sale
Common Stock
2018-08-20$126.55/sh−35$4,429→ 65,287 total
Footnotes (4)
- [F1]A portion of these shares is subject to vesting.
- [F2]The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- [F3]This transaction was executed in multiple trades at prices ranging from $125.00 to $125.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter.