Kassing Don W. 4
4 · Penumbra Inc · Filed Oct 14, 2020
Insider Transaction Report
Form 4
Penumbra IncPEN
Kassing Don W.
Director
Transactions
- Sale
Common Stock
2020-10-09$206.88/sh−140$28,963→ 1,565 total - Sale
Common Stock
2020-10-09$214.50/sh−52$11,154→ 993 total - Sale
Common Stock
2020-10-09$210.76/sh−46$9,695→ 1,181 total - Sale
Common Stock
2020-10-09$211.76/sh−24$5,082→ 1,157 total - Sale
Common Stock
2020-10-09$213.88/sh−62$13,261→ 1,045 total - Sale
Common Stock
2020-10-09$207.71/sh−128$26,587→ 1,437 total - Sale
Common Stock
2020-10-09$212.82/sh−50$10,641→ 1,107 total - Sale
Common Stock
2020-10-09$209.80/sh−121$25,386→ 1,227 total - Sale
Common Stock
2020-10-09$208.74/sh−89$18,578→ 1,348 total
Holdings
- 8,500(indirect: By Trust)
Common Stock
Footnotes (12)
- [F1]The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- [F10]This transaction was executed in multiple trades at prices ranging from $213.41 to $214.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F11]This transaction was executed in multiple trades at prices ranging from $214.27 to $214.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F12]Shares are held by The Kassing Family Trust.
- [F2]This transaction was executed in multiple trades at prices ranging from $206.24 to $207.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F3]A portion of these shares is subject to vesting.
- [F4]This transaction was executed in multiple trades at prices ranging from $207.25 to $208.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $208.34 to $209.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was executed in multiple trades at prices ranging from $209.27 to $210.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F7]This transaction was executed in multiple trades at prices ranging from $210.25 to $211.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F8]This transaction was executed in multiple trades at prices ranging from $211.29 to $212.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F9]This transaction was executed in multiple trades at prices ranging from $212.38 to $213.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.