Rothman Lynn 4

Accession 0001321732-21-000068

CIK 0001321732other

View on SEC.gov Company Profile

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 8:03 PM ET

Size

35.9 KB

Accession

0001321732-21-000068

Insider Transaction Report

Form 4

Period: 2021-08-10

Penumbra IncPEN

Rothman Lynn

EVP and Chief Business Officer

Transactions

Sale
Common Stock
2021-08-10$260.50/sh−300$78,150→ 36,786 total
Exercise/Conversion
Stock Option (right to buy)
2021-08-10−5,300→ 44,700 total
Exercise: $22.04Exp: 2025-08-11→ Common Stock (5,300 underlying)
Sale
Common Stock
2021-08-10$258.43/sh−542$140,069→ 37,395 total
Exercise/Conversion
Common Stock
2021-08-10$22.04/sh+5,300$116,812→ 37,937 total
Sale
Common Stock
2021-08-10$259.43/sh−309$80,164→ 37,086 total
Sale
Common Stock
2021-08-10$261.43/sh−300$78,429→ 36,486 total
Sale
Common Stock
2021-08-10$262.70/sh−100$26,270→ 36,386 total
Sale
Common Stock
2021-08-10$269.29/sh−600$161,574→ 34,037 total
Sale
Common Stock
2021-08-10$271.34/sh−400$108,536→ 33,237 total
Sale
Common Stock
2021-08-10$263.40/sh−300$79,020→ 36,086 total
Sale
Common Stock
2021-08-10$264.35/sh−549$145,128→ 35,537 total
Sale
Common Stock
2021-08-10$265.04/sh−100$26,504→ 35,437 total
Sale
Common Stock
2021-08-10$266.58/sh−500$133,290→ 34,937 total
Sale
Common Stock
2021-08-10$268.27/sh−300$80,481→ 34,637 total
Sale
Common Stock
2021-08-10$270.18/sh−400$108,072→ 33,637 total
Sale
Common Stock
2021-08-10$275.28/sh−100$27,528→ 32,637 total
Sale
Common Stock
2021-08-10$272.06/sh−300$81,618→ 32,937 total
Sale
Common Stock
2021-08-10$273.45/sh−200$54,690→ 32,737 total

Holdings

Common Stock
(indirect: By Trust)
101,807

Footnotes (16)

[F1]The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
[F10]This transaction was executed in multiple trades at prices ranging from $269.00 to $269.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F11]This transaction was executed in multiple trades at prices ranging from $270.00 to $270.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F12]This transaction was executed in multiple trades at prices ranging from $271.21 to $271.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F13]This transaction was executed in multiple trades at prices ranging from $272.00 to $272.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F14]This transaction was executed in multiple trades at prices ranging from $272.99 to $273.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F15]Shares are held by the Trust of Richard E. Koch and Lynn D. Rothman.
[F16]All shares are vested and exercisable.
[F2]This transaction was executed in multiple trades at prices ranging from $257.98 to $258.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F3]This transaction was executed in multiple trades at prices ranging from $259.10 to $259.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F4]This transaction was executed in multiple trades at prices ranging from $260.00 to $260.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F5]This transaction was executed in multiple trades at prices ranging from $261.08 to $261.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F6]This transaction was executed in multiple trades at prices ranging from $263.22 to $263.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F7]This transaction was executed in multiple trades at prices ranging from $264.18 to $264.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F8]This transaction was executed in multiple trades at prices ranging from $266.20 to $266.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
[F9]This transaction was executed in multiple trades at prices ranging from $268.02 to $268.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Documents

1 file

4
wf-form4_162881297964339.xmlPrimary
FORM 4

Issuer

Penumbra Inc

CIK 0001321732

→

Entity typeother

Related Parties

filerCIK 0001651317

Filing Metadata

Form type: 4
Filed: Aug 11, 8:00 PM ET
Accepted: Aug 12, 8:03 PM ET
Size: 35.9 KB

View on SEC.gov