Rothman Lynn 4
4 · Penumbra Inc · Filed Sep 3, 2021
Insider Transaction Report
Form 4
Penumbra IncPEN
Rothman Lynn
EVP and Chief Business Officer
Transactions
- Sale
Common Stock
2021-09-01$273.55/sh−300$82,065→ 33,343 total - Sale
Common Stock
2021-09-01$270.80/sh−2,200$595,760→ 35,737 total - Sale
Common Stock
2021-09-01$271.63/sh−1,994$541,630→ 33,743 total - Exercise/Conversion
Common Stock
2021-09-01$22.04/sh+5,300$116,812→ 37,937 total - Sale
Common Stock
2021-09-01$274.58/sh−700$192,206→ 32,643 total - Sale
Common Stock
2021-09-01$275.80/sh−6$1,655→ 32,637 total - Sale
Common Stock
2021-09-01$273.00/sh−100$27,300→ 33,643 total - Exercise/Conversion
Stock Option (right to buy)
2021-09-01−5,300→ 39,400 totalExercise: $22.04Exp: 2025-08-11→ Common Stock (5,300 underlying)
Holdings
- 101,807(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- [F2]This transaction was executed in multiple trades at prices ranging from $270.26 to $271.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $271.27 to $272.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $273.28 to $273.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $274.29 to $274.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F6]Shares are held by the Trust of Richard E. Koch and Lynn D. Rothman.
- [F7]All shares are vested and exercisable.