Shiu Lambert 4

4 · Penumbra Inc · Filed Feb 19, 2025

Form 4

Period: 2025-02-14

Chief Accounting Officer

Transactions

Exercise/Conversion
Common Stock
2025-02-14$22.04/sh+4,525$99,731→ 29,503 total
Award
Common Stock
2025-02-14+640→ 30,143 total
Award
Common Stock
2025-02-18+1,510→ 31,653 total
Tax Payment
Common Stock
2025-02-18$271.14/sh−95$25,758→ 31,558 total
Exercise/Conversion
Stock Option (right to buy)
2025-02-14−4,525→ 9,200 total
Exercise: $22.04Exp: 2025-08-11→ Common Stock (4,525 underlying)

Holdings

Footnotes (6)

[F1]A portion of these shares is subject to vesting.
[F2]On February 14, 2025, the Reporting Person was granted 640 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on February 18, 2025, February 15, 2026, February 15, 2027 and February 15, 2028, subject to continued service by the Reporting Person on the applicable vesting date.
[F3]On February 18, 2025, the Reporting Person was granted 1,510 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 15, 2026, subject to continued service by the Reporting Person on the applicable vesting date.
[F4]Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.
[F5]Shares are held by the Reporting Person's spouse in an IRA.
[F6]All shares are vested and exercisable.

Documents

1 file