Home/Filings/4/0001322410-21-000119
4//SEC Filing

des Pallieres Bertrand 4

Accession 0001322410-21-000119

CIK 0000878932other

Filed

Sep 30, 8:00 PM ET

Accepted

Oct 1, 3:48 PM ET

Size

5.1 KB

Accession

0001322410-21-000119

Insider Transaction Report

Form 4
Period: 2021-09-29
Transactions
  • Sale

    Common Stock

    2021-09-29$2.40/sh1,844,259$4,426,222345,433 total(indirect: I)
Footnotes (1)
  • [F1]Includes 15,000 shares held directly, also includes 145,833 shares held directly by SPQR Capital Holdings S.A. a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 184,600 shares held directly by Lansdowne Capital S.AA., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.

Documents

1 file

Issuer

EQUUS TOTAL RETURN, INC.

CIK 0000878932

Entity typeother

Related Parties

1
  • filerCIK 0001493101

Filing Metadata

Form type
4
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 3:48 PM ET
Size
5.1 KB