|4Oct 1, 3:48 PM ET

des Pallieres Bertrand 4

4 · EQUUS TOTAL RETURN, INC. · Filed Oct 1, 2021

Insider Transaction Report

Form 4
Period: 2021-09-29
Transactions
  • Sale

    Common Stock

    2021-09-29$2.40/sh1,844,259$4,426,222345,433 total(indirect: I)
Footnotes (1)
  • [F1]Includes 15,000 shares held directly, also includes 145,833 shares held directly by SPQR Capital Holdings S.A. a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 184,600 shares held directly by Lansdowne Capital S.AA., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.

Documents

1 file
  • 4
    ownership.xmlPrimary