4//SEC Filing
Stocking Richard 4
Accession 0001325054-17-000015
CIK 0001492691other
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 6:13 PM ET
Size
21.7 KB
Accession
0001325054-17-000015
Insider Transaction Report
Form 4
Stocking Richard
President
Transactions
- Exercise/Conversion
Class A Common Stock
2017-08-15$8.61/sh+40,000$344,400→ 133,902 total - Exercise/Conversion
Class A Common Stock
2017-08-15$8.80/sh+32,000$281,600→ 165,902 total - Sale
Class A Common Stock
2017-08-15$27.29/sh−112,385$3,066,987→ 93,902 total - Exercise/Conversion
Class A Common Stock, Restricted Stock Unit
2017-08-16$13.36/sh+14,337$191,542→ 108,239 total - Exercise/Conversion
Employee Stock Option (Right-to-buy)
2017-08-15$8.61/sh−40,000$344,400→ 0 totalExercise: $8.61Exp: 2019-12-31→ Class A Common Stock (40,000 underlying) - Exercise/Conversion
Employee Stock Option (Right-to-buy)
2017-08-15$13.36/sh−40,385$539,544→ 14,337 totalExercise: $13.36Exp: 2023-02-22→ Class A Common Stock (40,385 underlying) - Exercise/Conversion
Class A Common Stock
2017-08-15$13.36/sh+40,385$539,544→ 206,287 total - Sale
Class A Common Stock, Restricted Stock Unit
2017-08-16$27.38/sh−14,337$392,547→ 93,902 total - Exercise/Conversion
Employee Stock Option (Right-to-buy)
2017-08-15$8.80/sh−32,000$281,600→ 0 totalExercise: $8.80Exp: 2020-02-25→ Class A Common Stock (32,000 underlying) - Exercise/Conversion
Employee Stock Option (Right-to-buy)
2017-08-16$13.36/sh−14,337$191,542→ 0 totalExercise: $13.36Exp: 2023-02-22→ Class A Common Stock (14,337 underlying)
Footnotes (6)
- [F1]The price of $27.29 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $27.17 to $27.39. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
- [F2]The price of $27.38 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $27.30 to $27.48. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
- [F3]Options were granted under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010). Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.
- [F4]The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the December 31, 2009 grant date.
- [F5]The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the February 25, 2010 grant date.
- [F6]The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the February 22, 2013 grant date.
Documents
Issuer
SWIFT TRANSPORTATION Co
CIK 0001492691
Entity typeother
Related Parties
1- filerCIK 0001325054
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 6:13 PM ET
- Size
- 21.7 KB