DiGeso Amy 4

What Happened

• Amy DiGeso, a director of Ameriprise Financial, received a grant of 441.752 derivative shares (reported as an award/acquisition) on 2026-04-29. The grant price is $0.00 and is reported as a derivative award (phantom stock/deferred share units), so no cash changed hands at grant.

Key Details

• Transaction date: 2026-04-29; Filing date: 2026-05-01 (reported via Form 4).
• Transaction type/code: A — Award/Grant (derivative phantom stock).
• Shares reported: 441.752 phantom shares granted at $0.00; reported value $0.
• Shares owned after transaction: Not specified in the filing.
• Footnote F1: Each phantom share represents the right to receive one share of Ameriprise common stock.
• Footnote F2: Phantom shares (deferred share units) will be settled one-for-one in common stock in a lump sum at the end of the quarter following the quarter in which the director ceases to be a non-employee director.
• No sale or purchase of actual common stock was reported; this is a compensation award rather than market trading.

Context

• This is a routine non-employee director compensation grant (deferred/phantom stock), not an open-market purchase or sale. Phantom shares do not represent immediate voting stock or cash until settled per the plan terms.
• Such grants are common for board compensation and do not by themselves indicate a buying or selling signal by the director.