Cain Darrell 4
4 · Tectonic Financial, Inc. · Filed May 17, 2022
Insider Transaction Report
Form 4
Cain Darrell
Director
Transactions
- Purchase
Series B Non-Cumulative Perpetual Preferred Stock
2022-05-11$10.54/sh+1,000$10,540→ 1,000 total - Other
Series A Non-Cumulative Perpetual Preferred Stock
2019-07-12$100.00/sh−80,338$8,033,800→ 0 total(indirect: (2))
Footnotes (2)
- [F1]The issuer repurchased 80,338 shares of its Series A preferred stock, representing all of the outstanding shares of the Series A preferred stock of the issuer, at a price equal to the liquidation preference, plus any accrued but unpaid dividends.
- [F2]These shares were held by Dental Community Financial Holdings, Ltd. ("DCFH"). The Reporting Person is the President and sole shareholder of the general partner of DCFH, but does not hold a beneficial interest in DCFH, and is not entitled to compensation from DCFH or its general partner.