4//SEC Filing
XPONENTIAL INC 4
Accession 0001326541-07-000031
CIK 0001048142operating
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 1:41 PM ET
Size
10.5 KB
Accession
0001326541-07-000031
Insider Transaction Report
Form 4
XPONENTIAL INCXPOI
CUMMER JEFFREY A
DirectorVice President
Transactions
- Purchase
Series B Preferred Stock
2007-08-14$6.30/sh+2,026$12,764→ 41,588 total(indirect: By Hulen Capital Partners, Inc.)→ Common Stock (6,969 underlying) - Purchase
Series A Preferred Stock
2007-08-14$5.00/sh+3,085$15,425→ 19,548 total(indirect: By Hulen Capital Partners, Inc.)
Holdings
- 232,084
Common Stock
- 274,592
Series B Preferred Stock
→ Common Stock (274,592 underlying) - 235,687
Series A Preferred Stock
Footnotes (3)
- [F1]Mr. Cummer is an officer, director and shareholder of Hulen Capital Partners, Inc.
- [F2]3.43997248022 to 1
- [F3]The Series B Preferred Stock is immediately convertible into Common Stock and has no expiration date.
Documents
Issuer
XPONENTIAL INC
CIK 0001048142
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001048142
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 1:41 PM ET
- Size
- 10.5 KB