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XPONENTIAL INC·4

Aug 29, 1:41 PM ET

XPONENTIAL INC 4

4 · XPONENTIAL INC · Filed Aug 29, 2007

Insider Transaction Report

Form 4
Period: 2007-08-14
XPONENTIAL INCXPOI
CUMMER JEFFREY A
DirectorVice President
Transactions
  • Purchase

    Series B Preferred Stock

    2007-08-14$6.30/sh+2,026$12,764→ 41,588 total(indirect: By Hulen Capital Partners, Inc.)
    → Common Stock (6,969 underlying)
  • Purchase

    Series A Preferred Stock

    2007-08-14$5.00/sh+3,085$15,425→ 19,548 total(indirect: By Hulen Capital Partners, Inc.)
Holdings

  • Common Stock

    232,084

  • Series B Preferred Stock

    → Common Stock (274,592 underlying)
    274,592

  • Series A Preferred Stock

    235,687
Footnotes (3)
  • [F1]Mr. Cummer is an officer, director and shareholder of Hulen Capital Partners, Inc.
  • [F2]3.43997248022 to 1
  • [F3]The Series B Preferred Stock is immediately convertible into Common Stock and has no expiration date.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT