4//SEC Filing
XPONENTIAL INC 4
Accession 0001326541-07-000033
CIK 0001048142operating
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 4:49 PM ET
Size
11.2 KB
Accession
0001326541-07-000033
Insider Transaction Report
Form 4
XPONENTIAL INCXPOI
CUMMER JEFFREY A
DirectorVice President
Transactions
- Purchase
Series B Preferred Stock
2007-10-01$3.00/sh+5,392$16,176→ 18,548 total(indirect: By Select Partners, Ltd.)→ Common Stock (18,538 underlying)
Holdings
- 235,687
Series A Preferred Stock
- 274,592
Series B Preferred Stock
→ Common Stock (274,592 underlying) - 41,588(indirect: By Hulen Capital Partners, Inc.)
Series B Preferred Stock
→ Common Stock (6,969 underlying) - 232,084
Common Stock
- 19,548(indirect: By Hulen Capital Partners, Inc.)
Series A Preferred Stock
Footnotes (4)
- [F1]Mr. Cummer is an officer, director and shareholder of Hulen Capital Partners, Inc.
- [F2]3.43997248022 to 1
- [F3]The Series B Preferred Stock is immediately convertible into Common Stock and has no expiration date.
- [F4]The reporting person is President, director and principal shareholder of Select Partners, Ltd.
Documents
Issuer
XPONENTIAL INC
CIK 0001048142
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001048142
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 4:49 PM ET
- Size
- 11.2 KB