4//SEC Filing
Zimlich Joseph C. 4
Accession 0001327607-23-000015
CIK 0001327607other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 5:25 PM ET
Size
9.2 KB
Accession
0001327607-23-000015
Insider Transaction Report
Form 4
Zimlich Joseph C.
Director
Transactions
- Exercise/Conversion
Common Stock
2023-03-03$20.00/sh+2,880$57,600→ 37,231 total - Exercise/Conversion
Stock Option Right to Buy
2023-03-03−2,880→ 0 totalExercise: $20.00Exp: 2023-04-17→ Common Stock (2,880 underlying)
Holdings
- 108,597(indirect: By LLC)
Common Stock
- 90,146(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The reporting person serves as Managing Member of the sole member of Bohemian Investments, LLC, and has voting and dispositive power over the shares held by Bohemian Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
- [F2]The reporting person serves as President of the Managing Member of BOCO Investments, LLC and has voting and dispositive power over the shares held by BOCO Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
- [F3]The stock options were granted on April 17, 2013. Stock options vested 20% annually for five years.
Documents
Issuer
First Western Financial Inc
CIK 0001327607
Entity typeother
Related Parties
1- filerCIK 0001745088
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 5:25 PM ET
- Size
- 9.2 KB