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4//SEC Filing

Papapetropoulos Spyridon 4

Accession 0001328143-21-000089

CIK 0001328143other

Filed

Nov 23, 7:00 PM ET

Accepted

Nov 24, 4:09 PM ET

Size

11.3 KB

Accession

0001328143-21-000089

Insider Transaction Report

Form 4
Period: 2021-11-24
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-11-2410,0000 total
    Exercise: $5.21From: 2022-06-02Exp: 2031-06-01Common Stock (10,000 underlying)
  • Disposition from Tender

    Common Stock

    2021-11-2420,9750 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-11-2420,0000 total
    Exercise: $4.35Exp: 2030-11-21Common Stock (20,000 underlying)
Footnotes (7)
  • [F1]This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 10, 2021, by and among the Issuer, Supernus Pharmaceuticals, Inc. ("Parent") and Supernus Reef, Inc., a wholly owned subsidiary of Parent ("Purchaser"), pursuant to which Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer (the "Merger") effective as of November 24, 2021 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $8.10 in cash plus two contingent value rights ("CVRs" and, collectively with the cash amount, the "Per Share Price").
  • [F2]A portion of this amount consists of unvested restricted stock units ("RSUs"). Pursuant to the terms of the Merger Agreement, each Issuer RSU that was outstanding immediately prior to the Effective Time was cancelled at the Effective Time and automatically converted into the right to receive for each Share underlying such RSU, without interest and subject to deduction for any required withholding under applicable tax law, the Per Share Price.
  • [F3]Disposed of pursuant to Merger Agreement in exchange for $8.10 plus two CVRs per share. The CVRs do not have a market value.
  • [F4]The shares subject to the option vest annually in equal installments over 3 years.
  • [F5]Pursuant to the terms of the Merger Agreement, at the Effective Time, each Issuer option that was outstanding (whether vested or unvested) immediately prior to the Effective Time and with a per share exercise price less than $8.10, was cancelled at the Effective Time and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding under applicable tax law, two CVRs plus the excess of (i) $8.10 over (ii) the per share exercise price of such Issuer option.
  • [F6]$3.75 plus two CVRs per share underlying the stock option.
  • [F7]$2.89 plus two CVRs per share underlying the stock option.

Issuer

Adamas Pharmaceuticals Inc

CIK 0001328143

Entity typeother

Related Parties

1
  • filerCIK 0001832694

Filing Metadata

Form type
4
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 4:09 PM ET
Size
11.3 KB