Restoration Opportunities Fund 3
3 · Restoration Opportunities Fund · Filed May 27, 2005
Insider Transaction Report
Form 3
Siguler Guff Advisers, LLC
10% Owner
Holdings
- 2,500,000(indirect: Voting and Investment Authority Over Shareholders)
COMMON SHARES
Footnotes (3)
- [F1]The record owners of the Common Shares are: Siguler Guff Distressed Opportunities Fund, LLC ("DOF"), Siguler Guff DOF-B, LLC ("DOF-B"), Siguler Guff DOF-C, LLC ("DOF-C"), Siguler Guff DOF-S, LLC ("DOF-S") and Siguler Guff DOF Restoration Fund, LLC ("DOF-LLC"). The address for each entity is c/o Siguler Guff Advisers, LLC, 825 Third Avenue, 29th Floor, New York, NY 10022.
- [F2]Siguler Guff Advisers, LLC ("Advisers") has voting and investment control over the Common Shares, but discliams any pecuniary interest, as defined in Rule 16a-1(a)(2), except as to 14,213 Common Shares benefically owned by reason of equity ownership of DOF and DOF-B by its equity owners and affiliates.
- [F3]Each of DOF, DOF-B, DOF-C and DOF-S owns 80,000 Common Shares directly and of record, and DOF-LLC owns 2,180,000 Common Shares directly and of record. Through their ownership of DOF-LLC, each shareholder other than DOF-LLC beneficially owns the following number of Common Shares in addition to those owned directly: DOF - 1,692,825; DOF-B - 248,225; DOF-C - 213,950; and DOF-S - 25,000.