4//SEC Filing
Square 1 Financial Inc 4
Accession 0001329799-14-000028
CIK 0001329799operating
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 10:22 AM ET
Size
8.5 KB
Accession
0001329799-14-000028
Insider Transaction Report
Form 4
MATHIS DANIEL ROY
Director
Transactions
- Exercise of In-Money
Warrants to purchase Class A Common Stock
2014-08-12$10.00/sh−4,000$40,000→ 0 totalExercise: $10.00From: 2005-07-11Exp: 2015-07-11→ Class A Common Stock (4,000 underlying) - Exercise of In-Money
Class A Common Stock
2014-08-12$10.00/sh+4,000$40,000→ 10,181 total
Holdings
- 16,000(indirect: By 401(k))
Class A Common Stock
- 25,000
Stock Option (Right to Buy)
Exercise: $6.00Exp: 2017-08-02→ Class A Common Stock (25,000 underlying)
Footnotes (1)
- [F1]Stock options vest in five equal annual installments, beginning on August 2, 2011, the first anniversary of the date of the grant.
Documents
Issuer
Square 1 Financial Inc
CIK 0001329799
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001329799
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 10:22 AM ET
- Size
- 8.5 KB