Square 1 Financial Inc 4
4 · Square 1 Financial Inc · Filed Aug 14, 2014
Insider Transaction Report
Form 4
MATHIS DANIEL ROY
Director
Transactions
- Exercise of In-Money
Warrants to purchase Class A Common Stock
2014-08-12$10.00/sh−4,000$40,000→ 0 totalExercise: $10.00From: 2005-07-11Exp: 2015-07-11→ Class A Common Stock (4,000 underlying) - Exercise of In-Money
Class A Common Stock
2014-08-12$10.00/sh+4,000$40,000→ 10,181 total
Holdings
- 16,000(indirect: By 401(k))
Class A Common Stock
- 25,000
Stock Option (Right to Buy)
Exercise: $6.00Exp: 2017-08-02→ Class A Common Stock (25,000 underlying)
Footnotes (1)
- [F1]Stock options vest in five equal annual installments, beginning on August 2, 2011, the first anniversary of the date of the grant.