SQUARE 1 FINANCIAL INC 4
4 · SQUARE 1 FINANCIAL INC · Filed Nov 18, 2014
Insider Transaction Report
Form 4
Earle Diane
EVP -- Chief Credit Officer
Transactions
- Other
Class A Common Stock
2014-11-15+4,000→ 7,502 total - Other
Class A Common Stock
2014-11-15−4,000→ 8,000 total(indirect: Restricted Stock IV)
Holdings
- 1,781(indirect: Restricted Stock VI)
Class A Common Stock
- 27,500
Stock Option (Right to Buy)
Exercise: $6.88Exp: 2019-10-29→ Class A Common Stock (27,500 underlying) - 7,500
Stock Option (Right to Buy)
Exercise: $6.00Exp: 2017-10-26→ Class A Common Stock (7,500 underlying)
Footnotes (5)
- [F1]Restricted stock vests in three equal annual installments, beginning on November 15, 2014, the first anniversary of the date of the award.
- [F2]On November 15, 2014, 4,000 shares of restricted stock vested and were reported as held directly.
- [F3]Restricted stock vests in two equal annual installments, beginning on March 1, 2015.
- [F4]Stock options vest in five equal annual installments, beginning on October 26, 2011, the first anniversary of the date of the grant.
- [F5]Stock options vest in five equal annual installments, beginning on October 29, 2013, the first anniversary of the date of the grant.