SQUARE 1 FINANCIAL INC 4
4 · SQUARE 1 FINANCIAL INC · Filed Nov 18, 2014
Insider Transaction Report
Form 4
Bowers Douglas H
DirectorPresident & CEO
Transactions
- Other
Class A Common Stock
2014-11-15−8,334→ 16,666 total(indirect: Restricted Stock III) - Tax Payment
Class A Common Stock
2014-11-15$21.43/sh−3,861$82,741→ 114,820 total - Other
Class A Common Stock
2014-11-15+8,334→ 118,681 total
Holdings
- 4,567(indirect: Restricted Stock II)
Class A Common Stock
- 200,000
Stock Option (Right to Buy)
Exercise: $6.00Exp: 2018-03-29→ Class A Common Stock (200,000 underlying) - 10,178(indirect: Restricted Stock VI)
Class A Common Stock
Footnotes (5)
- [F1]Restricted stock vests in three equal annual installments, beginning on November 15, 2014.
- [F2]On November 15, 2014, 8,334 shares of restricted stock vested and were reported as held directly. Also on November 15, 2014, the reporting person tendered 3,861 of his shares held directly for tax withholding purposes, leaving a beneficial ownership amount of 114,820 shares held directly.
- [F3]Restricted stock vests in two equal annual installments, beginning on March 1, 2015.
- [F4]Restricted stock fully vests on March 1, 2015.
- [F5]Stock options vest in five equal annual installments beginning on March 29, 2012, the first anniversary of the date of the grant.