Home/Filings/4/0001329799-15-000012
4//SEC Filing

SQUARE 1 FINANCIAL INC 4

Accession 0001329799-15-000012

CIK 0001329799operating

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 7:00 PM ET

Size

6.1 KB

Accession

0001329799-15-000012

Insider Transaction Report

Form 4
Period: 2015-02-03
Transactions
  • Award

    Class A Common Stock

    2015-02-03+1,0311,899,873 total(indirect: By Castle Creek Capital Partners IV, LP)
Holdings
  • Class B Common Stock

    (indirect: By Castle Creek Capital Partners IV, LP)
    2,563,383
Footnotes (2)
  • [F1]1,031 RSUs were awarded on February 3, 2015 which will vest 100% on February 3, 2016.
  • [F2]John T. Pietrzak serves as a principal of Castle Creek Capital Partners IV, L.P. As such, Mr. Pietrzak may be deemed to have beneficial ownership of the securities owned by this entity. Mr. Pietrzak disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

Issuer

SQUARE 1 FINANCIAL INC

CIK 0001329799

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001329799

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 7:00 PM ET
Size
6.1 KB