SQUARE 1 FINANCIAL INC 4
4 · SQUARE 1 FINANCIAL INC · Filed Feb 5, 2015
Insider Transaction Report
Form 4
Pietrzak John
Director
Transactions
- Award
Class A Common Stock
2015-02-03+1,031→ 1,899,873 total(indirect: By Castle Creek Capital Partners IV, LP)
Holdings
- 2,563,383(indirect: By Castle Creek Capital Partners IV, LP)
Class B Common Stock
Footnotes (2)
- [F1]1,031 RSUs were awarded on February 3, 2015 which will vest 100% on February 3, 2016.
- [F2]John T. Pietrzak serves as a principal of Castle Creek Capital Partners IV, L.P. As such, Mr. Pietrzak may be deemed to have beneficial ownership of the securities owned by this entity. Mr. Pietrzak disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.