4//SEC Filing
SQUARE 1 FINANCIAL INC 4
Accession 0001329799-15-000015
CIK 0001329799operating
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 7:04 PM ET
Size
7.4 KB
Accession
0001329799-15-000015
Insider Transaction Report
Form 4
Usdan Robert I
Director
Transactions
- Award
Class A Common Stock
2015-02-03+1,031→ 2,176 total(indirect: Endicott Management Co.)
Holdings
- 1,349,227(indirect: By Endicott Opportunity Partners III, LP)
Class B Common Stock
- 1,898,842(indirect: By Endicott Opportunity Partners III, LP)
Class A Common Stock
Footnotes (3)
- [F1]1,145 RSUs vested 100% on February 3, 2015. 1,031 RSUs were awarded on February 3, 2015 which will vest 100% on February 3, 2016.
- [F2]Mr. Usdan is a shareholder and Co-President of the Endicott Management Co. Accordingly, Mr. Usdan may be deemed to have beneficial ownership of the securities owned by this entity. Mr. Usdan disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
- [F3]Mr. Usdan serves as the managing member of W.R. Endicott III, L.L.C., the general partner of Endicott Opportunity Partners III, L.P. ("EOP III"). Accordingly, Mr. Usdan may be deemed to have beneficial ownership of the shares of Class A and Class B common stock owned by EOP III. Mr. Usdan disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
Documents
Issuer
SQUARE 1 FINANCIAL INC
CIK 0001329799
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001329799
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 7:04 PM ET
- Size
- 7.4 KB