Home/Filings/4/0001329799-15-000035
4//SEC Filing

SQUARE 1 FINANCIAL INC 4

Accession 0001329799-15-000035

CIK 0001329799operating

Filed

Mar 3, 7:00 PM ET

Accepted

Mar 4, 4:44 PM ET

Size

11.0 KB

Accession

0001329799-15-000035

Insider Transaction Report

Form 4
Period: 2015-03-02
Bowers Douglas H
DirectorPresident & CEO
Transactions
  • Award

    Class A Common Stock

    2015-03-02+10,839157,070 total
  • Tax Payment

    Class A Common Stock

    2015-03-02$27.68/sh1,636$45,284155,434 total
  • Tax Payment

    Class A Common Stock

    2015-03-02$27.68/sh2,092$57,907153,342 total
  • Tax Payment

    Class A Common Stock

    2015-03-03$26.00/sh2,341$60,866151,001 total
Holdings
  • Stock Option (Right to Buy)

    Exercise: $6.00Exp: 2018-03-29Class A Common Stock (200,000 underlying)
    200,000
Footnotes (4)
  • [F1]10,839 RSUs were awarded on March 2, 2015, of which 3,613 vested immediately and 1,636 were withheld for taxes. The remaining 7,226 RSUs will vest in two equal installments beginning with the first anniversary of the date of the award. Class A Common Stock total also includes 16,666 unvested RSUs which will vest in two equal installments beginning on November 15, 2015, and 1,018 RSUs which will vest 100% on March 3, 2016.
  • [F2]From an award previously granted, 4,567 RSUs vested on March 2, 2015, of which 2,092 were withheld for taxes.
  • [F3]From an award previously granted, 5,089 RSUs vested on March 3, 2015 of which 2,341 were withheld for taxes.
  • [F4]Stock options vest in five equal annual installments beginning on March 29, 2012, the first anniversary of the date of the grant.

Issuer

SQUARE 1 FINANCIAL INC

CIK 0001329799

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001329799

Filing Metadata

Form type
4
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 4:44 PM ET
Size
11.0 KB