Home/Filings/4/A/0001329799-15-000047
4/A//SEC Filing

SQUARE 1 FINANCIAL INC 4/A

Accession 0001329799-15-000047

CIK 0001329799operating

Filed

Mar 25, 8:00 PM ET

Accepted

Mar 26, 10:10 AM ET

Size

7.8 KB

Accession

0001329799-15-000047

Insider Transaction Report

Form 4/AAmended
Period: 2015-02-03
Transactions
  • Award

    Class A Common Stock

    2015-02-03+1,031167,212 total(indirect: By Trust)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $6.00Exp: 2017-08-02Class A Common Stock (10,000 underlying)
    10,000
  • Warrants to purchase Class A Common Stock

    Exercise: $10.00From: 2005-07-11Exp: 2015-07-11Class A Common Stock (4,000 underlying)
    4,000
Footnotes (1)
  • [F1]This amendment to the Statement of Changes in Beneficial Ownership on Form 4, filed with the Securities and Exchange Commission on February 5, 2015, is being filed to correct an administrative error in the original Form 4 pursuant to which 25,000 stock options, which were granted to Mr. Creighton on August 2, 2010, were disclosed for Mr. Creighton. 15,000 of those 25,000 stock options were exercised in January 2014. The remaining stock options vest in two equal annual installments, beginning on August 2, 2014, the fourth anniversary of the date of the grant.

Issuer

SQUARE 1 FINANCIAL INC

CIK 0001329799

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001329799

Filing Metadata

Form type
4/A
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 10:10 AM ET
Size
7.8 KB