SQUARE 1 FINANCIAL INC 4
4 · SQUARE 1 FINANCIAL INC · Filed May 12, 2015
Insider Transaction Report
Form 4
Grant William F. III
Director
Transactions
- Exercise of In-Money
Class A Common Stock
2015-05-08$10.00/sh+2,000$20,000→ 28,412 total - Exercise of In-Money
Warrants to purchase Class A Common Stock
2015-05-08−2,000→ 0 totalExercise: $10.00From: 2005-07-11Exp: 2015-07-11→ Class A Common Stock (2,000 underlying)
Holdings
- 25,000
Stock Option (Right to Buy)
Exercise: $6.00Exp: 2017-08-02→ Class A Common Stock (25,000 underlying)
Footnotes (2)
- [F1]Class A Common Stock includes 1,031 RSUs which will vest 100% on February 3, 2016.
- [F2]Stock options vest in five equal annual installments, beginning on August 2, 2011, the first anniversary of the date of the grant.