Home/Filings/4/0001329799-15-000061
4//SEC Filing

SQUARE 1 FINANCIAL INC 4

Accession 0001329799-15-000061

CIK 0001329799operating

Filed

May 11, 8:00 PM ET

Accepted

May 12, 4:56 PM ET

Size

8.1 KB

Accession

0001329799-15-000061

Insider Transaction Report

Form 4
Period: 2015-05-08
Transactions
  • Exercise of In-Money

    Class A Common Stock

    2015-05-08$10.00/sh+2,000$20,00028,412 total
  • Exercise of In-Money

    Warrants to purchase Class A Common Stock

    2015-05-082,0000 total
    Exercise: $10.00From: 2005-07-11Exp: 2015-07-11Class A Common Stock (2,000 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $6.00Exp: 2017-08-02Class A Common Stock (25,000 underlying)
    25,000
Footnotes (2)
  • [F1]Class A Common Stock includes 1,031 RSUs which will vest 100% on February 3, 2016.
  • [F2]Stock options vest in five equal annual installments, beginning on August 2, 2011, the first anniversary of the date of the grant.

Issuer

SQUARE 1 FINANCIAL INC

CIK 0001329799

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001329799

Filing Metadata

Form type
4
Filed
May 11, 8:00 PM ET
Accepted
May 12, 4:56 PM ET
Size
8.1 KB