4//SEC Filing
SQUARE 1 FINANCIAL INC 4
Accession 0001329799-15-000069
CIK 0001329799operating
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 3:41 PM ET
Size
11.1 KB
Accession
0001329799-15-000069
Insider Transaction Report
Form 4
Creighton Norman
Director
Transactions
- Gift
Class A Common Stock
2015-06-08−4,000→ 0 total - Exercise of In-Money
Warrants to purchase Class A Common Stock
2015-06-08−4,000→ 0 totalExercise: $10.00From: 2005-07-11Exp: 2015-07-11→ Class A Common Stock (4,000 underlying) - Exercise of In-Money
Class A Common Stock
2015-06-08$10.00/sh+4,000$40,000→ 4,000 total - Gift
Class A Common Stock
2015-06-08+4,000→ 171,212 total(indirect: By Trust)
Holdings
- 10,000
Stock Option (Right to Buy)
Exercise: $6.00Exp: 2017-08-02→ Class A Common Stock (10,000 underlying)
Footnotes (3)
- [F1]On June 8, 2015, Mr Creighton gifted 4,000 shares to his Family Trust.
- [F2]Class A Common Stock includes 1,031 RSUs which will vest 100% on February 3, 2016.
- [F3]Stock options vest in two equal annual installments, beginning on August 2, 2014, the fourth anniversary of the date of the grant.
Documents
Issuer
SQUARE 1 FINANCIAL INC
CIK 0001329799
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001329799
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 3:41 PM ET
- Size
- 11.1 KB