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4//SEC Filing

SQUARE 1 FINANCIAL INC 4

Accession 0001329799-15-000091

CIK 0001329799operating
View on SEC.govCompany Profile

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 3:49 PM ET

Size

12.7 KB

Accession

0001329799-15-000091

Insider Transaction Report

Form 4
Period: 2015-08-28
SQUARE 1 FINANCIAL INCSQBK
Bhaumik Sam
EVP-Silicon Valley Banking
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2015-08-28−18,000→ 42,000 total
    Exercise: $6.00Exp: 2018-10-25→ Class A Common Stock (18,000 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2015-08-28$6.00/sh+18,000$108,000→ 20,778 total
  • Exercise/Conversion

    Class A Common Stock

    2015-08-31$6.00/sh+18,000$108,000→ 34,467 total
  • Tax Payment

    Class A Common Stock

    2015-08-28$25.05/sh−4,311$107,991→ 16,467 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2015-08-31−18,000→ 24,000 total
    Exercise: $6.00Exp: 2018-10-25→ Class A Common Stock (18,000 underlying)
Holdings

  • Class A Common Stock

    (indirect: By Trust)
    25,338
Footnotes (3)
  • [F1]Shares withheld to cover the exercise price in connection with the cashless exercise of options.
  • [F2]Class A Common Stock includes 1,084 unvested RSUs which will vest in two equal annual installments beginning on March 2, 2016; 7,333 unvested RSUs which will vest in two equal annual installments starting on November 15, 2015; and 1,018 RSUs which will vest 100% on March 3, 2016.
  • [F3]Stock options vest in two equal annual installments, beginning on October 25, 2015, the fourth anniversary of the date of the grant.

Documents

1 file

Issuer

SQUARE 1 FINANCIAL INC

CIK 0001329799

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001329799

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 3:49 PM ET
Size
12.7 KB
View on SEC.gov