DeGaynor Jonathan B 4
4 · STONERIDGE INC · Filed Dec 17, 2020
Insider Transaction Report
Form 4
DeGaynor Jonathan B
President and CEO
Transactions
- Sale
Common Shares, without par value
2020-12-15$30.38/sh−10,000$303,831→ 156,208 total
Holdings
- 116,450
Share Units
→ Common Shares, without par value
Footnotes (3)
- [F1]As reported on the Company's Form 8-K filed with the SEC on November 3, 2020, the Reporting Person entered in a Rule 10b5-1 trading plan on November 3, 2020 for the purpose of individual asset diversification. The Common Shares were sold pursuant to the 10b5-1 trading plan.
- [F2]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.28 to $30.58, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any security holder of Stoneridge, Inc., or the SEC Staff, upon request, full information of the number of shares sold at each price within the range.
- [F3]Share Units granted in 2018, 2019 and 2020 to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on the third anniversary of the date of grant.